Critical Points and Local Extrema

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critical-points extrema

Core Idea

A critical point satisfies f_x = 0 and f_y = 0 (where partials exist). Extrema occur at critical points, boundary points, or points where partials don't exist. Not all critical points are extrema; some are saddle points.

Explainer

In single-variable calculus, finding extrema meant setting f'(x) = 0 and checking. For a function of two variables, the same instinct applies but the geometry is richer. A critical point of f(x, y) is a point where both partial derivatives vanish: f_x = 0 and f_y = 0. The intuition is the same as in one dimension — at a local max or min, the function must be "flat" in every direction, so its rate of change in the x-direction and in the y-direction must both be zero. From your work with partial derivatives, you know how to compute f_x and f_y, so finding critical points reduces to solving this 2×2 system.

The key complication compared to one variable is that vanishing partial derivatives no longer guarantee an extremum. Imagine a mountain pass: at the saddle point, the trail running east-west reaches a local minimum (you're at the bottom of the pass), while the trail running north-south reaches a local maximum (you're at the top of the ridge). Both partial derivatives are zero, but you're neither at a local max nor a local min of the full function — you're at a saddle point. The surface curves upward in some directions and downward in others. This is the fundamentally new phenomenon in multivariable calculus.

So finding critical points is the first step; classifying them is the second. The second partials test (which this topic builds toward) uses the Hessian — the matrix of second partial derivatives — to determine the nature of each critical point. The discriminant D = f_xx f_yy − (f_xy)² tells the story: D > 0 and f_xx > 0 means local minimum, D > 0 and f_xx < 0 means local maximum, D < 0 means saddle point, and D = 0 is inconclusive. Without this classification step, you know where to look for extrema but not which candidates are actually extrema.

One more important subtlety: on a closed, bounded domain, the global extrema might not occur at interior critical points at all — they might occur on the boundary. The complete procedure for finding global extrema on a closed domain is: find all interior critical points, evaluate f at each; then analyze the boundary separately (reducing to a one-variable optimization on each boundary piece); then compare all values. Critical points with f_x = f_y = 0 are necessary but not sufficient for a global extremum, and they play no role at boundaries where the domain constrains the point to stay on the edge.

Practice Questions 5 questions

Prerequisite Chain

Counting to 10Counting to 20Understanding ZeroThe Number ZeroCounting to FiveOne-to-One CorrespondenceCombining Small Groups Within 5Addition Within 10Addition Within 20Two-Digit Addition Without RegroupingTwo-Digit Addition with RegroupingAddition Within 100Repeated Addition as MultiplicationMultiplication Facts Within 100Division as Equal SharingDivision as Grouping (Measurement Division)Division: Grouping (Repeated Subtraction) ModelDivision: Fair Sharing ModelDivision as Equal SharingDivision as GroupingBasic Division FactsDivision Facts Within 100Two-Digit by One-Digit DivisionDivision with RemaindersRemainders and Quotients in DivisionDivision Word ProblemsIntroduction to Long DivisionFactors and MultiplesPrime and Composite NumbersEquivalent FractionsRelating Fractions and DecimalsDecimal Place ValueReading and Writing DecimalsComparing and Ordering DecimalsAdding and Subtracting DecimalsMultiplying DecimalsDividing DecimalsDividing FractionsMixed Number ArithmeticOrder of OperationsInteger Order of OperationsVariable ExpressionsCombining Like TermsOne-Step EquationsTwo-Step EquationsSolving Multi-Step EquationsEquations with Variables on Both SidesLiteral EquationsSlope-Intercept FormPoint-Slope FormWriting Linear EquationsParallel and Perpendicular Line SlopesGraphing Linear EquationsPiecewise FunctionsOne-Sided LimitsContinuity DefinitionLimit Definition of the DerivativePower RuleConstant Multiple and Sum/Difference RulesProduct RuleChain RuleHigher-Order DerivativesConcavity and Inflection PointsSecond Derivative TestCurve SketchingOptimization ProblemsCritical Points of Multivariable FunctionsCritical Points and Local Extrema

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