Embeddings and Preservation of Formulas

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embedding preservation homomorphism formula-classes

Core Idea

An embedding f: M → N is an injective homomorphism that preserves and reflects atomic formulas. Crucially, different formula classes are preserved under different morphism types: universal formulas survive under substructures, existential formulas survive under embeddings, and positive formulas survive under homomorphisms.

How It's Best Learned

Prove that universal formulas are preserved under substructures by showing how a satisfying assignment in a substructure extends. Contrast with existential formulas, which can be false in a substructure despite being true in the parent.

Explainer

You already know that a structure M consists of a domain together with interpretations of the symbols in a signature, and that a homomorphism f: M → N preserves the truth of atomic formulas — if R(a₁,...,aₙ) holds in M, then R(f(a₁),...,f(aₙ)) holds in N. An embedding strengthens this: it is an injective homomorphism that also *reflects* atomic formulas — R(f(a₁),...,f(aₙ)) holds in N only if R(a₁,...,aₙ) held in M. Intuitively, N "looks like" M near the image of f, with no accidental extra relationships. Embeddings make M isomorphic to a substructure of N.

The central result is the preservation theorem: different morphism types preserve different classes of formulas. Universal sentences (∀x φ(x) where φ is quantifier-free) are preserved under *substructures*. If ∀x φ(x) holds in N and M is a substructure of N, then ∀x φ(x) holds in M too — because every element of M is also in N, so the universal claim cannot fail. Existential sentences (∃x φ(x) with quantifier-free φ) go in the opposite direction: they are preserved under *extensions*. If ∃x φ(x) holds in M and M embeds into N, the witness still exists in N. But an existential sentence true in N need not hold in M: the witness might have been removed.

A concrete example clarifies the asymmetry. The sentence "every element has a multiplicative inverse" is universal-existential (∀x ∃y xy = 1), not purely universal. It holds in ℝ (the reals) but fails in ℤ (the integers), which is a substructure of ℝ. This shows that mixed quantifier sentences are *not* preserved downward into substructures — only purely universal sentences enjoy that guarantee. Similarly, "there exists an element of order 2" is existential, preserved upward from ℤ/2ℤ to any group extending it, but a subgroup might lack such an element entirely.

Positive formulas — built from atomic formulas using ∧, ∨, ∃, and ∀ with no negation — are preserved under *homomorphisms*, the weakest morphism type. This is the most general preservation result and underpins the model-theoretic analysis of constraint satisfaction: if a structure satisfies a set of positive constraints, any homomorphic image of it satisfies them too. Together, these three preservation results form a fundamental dictionary between syntactic formula classes and semantic morphism properties, and they are essential tools for understanding what structural operations can and cannot destroy about a theory.

Practice Questions 5 questions

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