Plastic Deformation and Slip Systems

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slip dislocations plastic-deformation schmid-factor

Core Idea

Plastic deformation in crystalline metals occurs primarily by dislocation motion along specific slip systems — combinations of a close-packed plane and a close-packed direction. FCC metals (e.g., copper, aluminum) have 12 slip systems and are generally ductile; BCC metals have more systems but require higher stress to activate them; HCP metals have fewer systems and tend toward brittleness. The critical resolved shear stress (Schmid's law) determines when slip initiates on a given system. Deformation accumulates as dislocations glide, interact, and multiply.

How It's Best Learned

Apply Schmid's law to predict which slip system activates first for a given loading direction. Compare dislocation density before and after cold working to connect microscopic mechanism to macroscopic strain hardening.

Common Misconceptions

Explainer

From your study of crystal defects, you know that dislocations are line defects — a boundary between a slipped and unslipped region of the crystal. From stress-strain behavior you know that plastic deformation is permanent, unlike elastic deformation. The connection between these two concepts is this: plastic deformation in metals is almost entirely dislocation motion. When enough shear stress acts on a slip plane, dislocations glide through the crystal, shifting one half of the crystal relative to the other by one atomic spacing at a time. The cumulative result of many dislocations traveling many atomic spacings is the macroscopic plastic strain you measure on a stress-strain curve.

The reason dislocations make plastic deformation so easy compared to a perfect crystal is the rug analogy. To slide a heavy rug across a floor, you could push the whole rug simultaneously — nearly impossible. Or you could create a wrinkle and push the wrinkle: trivially easy, and the net result after the wrinkle travels across is that the rug has moved one rug-length. A dislocation is that wrinkle. In a perfect crystal, the theoretical shear strength to slide one atomic plane over another is about G/30, where G is the shear modulus — roughly 3 GPa for copper. Real copper yields around 50 MPa — sixty times lower — precisely because dislocations make atomic-scale sequential motion available.

The slip system specifies which plane and direction this motion occurs on. From your Miller indices work, you know that the most densely packed planes have the largest interplanar spacing (lowest surface energy) and the most densely packed directions have the shortest Burgers vector (least lattice distortion per step). Nature selects the path of least resistance: slip concentrates on the closest-packed planes in the closest-packed directions. FCC metals (copper, aluminum, gold) have the {111} planes and ⟨110⟩ directions — 4 planes × 3 directions = 12 slip systems, so there is almost always a favorably oriented system no matter how the crystal is loaded. This is why FCC metals are so ductile. HCP metals (magnesium, zinc) have the (0001) basal plane and just three ⟨11̄20⟩ directions — only 3 slip systems, easily exhausted, which makes HCP metals brittle at room temperature unless deformation twins supplement slip.

Schmid's law gives the precise condition for slip initiation: slip starts on a given system when the resolved shear stress on that system reaches the critical resolved shear stress τ_crss. The resolved shear stress is τ = σ · cos(φ) · cos(λ), where φ is the angle between the tensile axis and the slip plane normal, and λ is the angle between the tensile axis and the slip direction. The product cos(φ)·cos(λ) is the Schmid factor, maximized at 45° (where both cosines equal 1/√2 and their product is 0.5). This is why polycrystalline metals yield at one-half the single-crystal theoretical shear strength under tension: the most favorably oriented grain has a Schmid factor of 0.5. Grains oriented with a ⟨100⟩ or ⟨111⟩ axis parallel to the tensile axis have low Schmid factors on all slip systems and require higher applied stress to yield, which is the foundation of texture strengthening.

Practice Questions 5 questions

Prerequisite Chain

Counting to 10Counting to 20Understanding ZeroThe Number ZeroCounting to FiveOne-to-One CorrespondenceCombining Small Groups Within 5Addition Within 10Addition Within 20Two-Digit Addition Without RegroupingTwo-Digit Addition with RegroupingAddition Within 100Repeated Addition as MultiplicationMultiplication Facts Within 100Division as Equal SharingDivision as Grouping (Measurement Division)Division: Grouping (Repeated Subtraction) ModelDivision: Fair Sharing ModelDivision as Equal SharingDivision as GroupingBasic Division FactsDivision Facts Within 100Two-Digit by One-Digit DivisionDivision with RemaindersRemainders and Quotients in DivisionDivision Word ProblemsIntroduction to Long DivisionFactors and MultiplesPrime and Composite NumbersEquivalent FractionsRelating Fractions and DecimalsDecimal Place ValueReading and Writing DecimalsComparing and Ordering DecimalsAdding and Subtracting DecimalsMultiplying DecimalsDividing DecimalsDividing FractionsMixed Number ArithmeticOrder of OperationsInteger Order of OperationsVariable ExpressionsCombining Like TermsOne-Step EquationsTwo-Step EquationsSolving Multi-Step EquationsEquations with Variables on Both SidesAngle Pairs: Complementary, Supplementary, and VerticalParallel Lines and TransversalsCorresponding AnglesAlternate Interior AnglesTriangle Angle Sum TheoremExterior Angle TheoremTriangle Inequality TheoremSimilar Triangles: AA SimilaritySimilar Triangles: SSS and SAS SimilarityProportions in Similar TrianglesRight Triangle Trigonometry IntroductionTrigonometric Ratios ReviewRadian MeasureConverting Between Degrees and RadiansThe Unit CircleGraphing Sine and CosineGraphing Tangent and Reciprocal Trigonometric FunctionsDerivatives of Trigonometric FunctionsAntiderivativesIterated Integrals and Fubini's TheoremDouble Integrals in Cartesian CoordinatesDouble Integrals over Rectangular RegionsDouble Integrals in Polar CoordinatesDouble Integrals: Definition and SetupIterated Integrals and Fubini's TheoremDouble Integrals over Rectangular RegionsDouble Integrals over General RegionsApplications of Double Integrals: Area, Mass, and MomentsTriple Integrals in Cartesian CoordinatesTriple Integrals in Cylindrical and Spherical CoordinatesChange of Variables and the Jacobian DeterminantApplications of Triple Integrals: Volume and MassVector Fields and Their RepresentationsLine Integrals of Vector FieldsGreen's TheoremSurface Integrals and Flux of Vector FieldsSurface Integrals and Flux of Vector FieldsDivergence Theorem: Flux and OutflowDivergence TheoremElectric FluxGauss's LawConductors in Electrostatic EquilibriumCapacitance and CapacitorsDielectricsDielectric Constant and Relative PermittivityElectric Field Inside Dielectric MaterialsDielectric Materials and PolarizationDielectric Susceptibility and PermittivityEnergy Density in Electric FieldsElectric Current and Current DensityElectrical Resistance and ResistivityOhm's Law and Circuit ElementsElectromotive Force (EMF) and BatteriesKirchhoff's Circuit Laws: Voltage and CurrentDC Circuit Network Analysis MethodsTransient Response in RC CircuitsRC CircuitsLC and RLC CircuitsAC Circuits: FundamentalsImpedance and ReactanceAC Power and ResonanceElectromagnetic WavesThe Electromagnetic SpectrumBlackbody Radiation and Planck's LawPhotoelectric EffectThe Photon: Light as QuantaCompton ScatteringWave-Particle Dualityde Broglie WavelengthHeisenberg Uncertainty PrincipleWavefunction and the Born RuleThe Schrödinger EquationState Vectors and WavefunctionsQuantum SuperpositionQuantum EntanglementBell Theorem and Bell InequalitiesPostulates of Quantum MechanicsScattering TheoryIntroduction to Scattering TheoryPartial Wave Analysis in ScatteringSpin Angular MomentumElectron Spin and Intrinsic Magnetic MomentStern-Gerlach Experiment: Spin Quantization and MeasurementElectron Diffraction and Matter Wave PropertiesDavisson-Germer Experiment: Crystal Diffraction of ElectronsElectron Diffraction and Matter Wave InterferenceWavefunctions and Probability Density InterpretationQuantum Superposition and Linear Combinations of StatesQuantum Operators and ObservablesCanonical Commutation Relations and UncertaintyHeisenberg Uncertainty Principle and Measurement LimitsTime-Independent Schrödinger Equation and EigenvaluesHydrogen Atom in Quantum MechanicsSpectral Lines and Energy TransitionsSelection Rules for Atomic TransitionsLS and jj Coupling Schemes in Multi-Electron AtomsPauli Exclusion Principle and Antisymmetric WavefunctionsElectron Configuration and the Aufbau PrincipleThe Periodic Table and Atomic Electronic StructureThe Periodic TableElectron ConfigurationPeriodic TrendsIonization EnergyIonic BondingLewis StructuresPolar Covalent Bonds and Dipole MomentsClassification of Bonds: Ionic, Covalent, and MetallicMetallic Bonding and Properties of MetalsCrystal Structures and Solid PropertiesCrystal Structure and Unit CellsMiller Indices: Crystallographic Planes and DirectionsPlastic Deformation and Slip Systems

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