Successive Over-Relaxation (SOR)

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sor over-relaxation iterative

Core Idea

SOR accelerates Gauss-Seidel by introducing a relaxation parameter ω: x_i^{(k+1)} = (1-ω)x_i^{(k)} + ω·(Gauss-Seidel step). For 0 < ω < 2, SOR can significantly reduce iterations needed for convergence. The optimal ω depends on the matrix eigenvalues; poor choice of ω can slow or even prevent convergence.

Explainer

From the Gauss-Seidel method, you know that solving Ax = b iteratively means updating each variable x_i in turn using the latest available values of the other variables. Gauss-Seidel converges faster than Jacobi because it uses fresh updates immediately, but for large sparse systems — especially those arising from discretized PDEs — even Gauss-Seidel can require thousands of iterations. SOR's insight is simple: if Gauss-Seidel is moving in the right direction, why not take a bigger step in that direction?

The relaxation parameter ω controls the step size. At each update, the SOR formula is x_i^{(k+1)} = (1 − ω) x_i^{(k)} + ω · x_i^{GS}, where x_i^{GS} is the Gauss-Seidel update. When ω = 1, you recover plain Gauss-Seidel. When ω > 1, you over-relax: you move past the Gauss-Seidel update by interpolating (or extrapolating) further in that direction, attempting to "leap" toward the solution. When ω < 1 (under-relaxation), you take a smaller step — useful for stabilizing a method that would otherwise diverge, though not the typical application of SOR.

Why does over-relaxation help? The convergence rate of iterative methods is governed by the spectral radius of the iteration matrix — the largest eigenvalue in absolute value. For Gauss-Seidel applied to problems with a known structure (like the five-point stencil for Laplace's equation on a rectangle), the spectral radius ρ is close to 1, meaning convergence is slow. The optimal SOR parameter is ω_opt = 2 / (1 + √(1 − ρ²)), which can reduce the spectral radius from something near 1 to something near 1 − O(h) where h is the grid spacing. In practice, this accelerates convergence by an order of magnitude: where Gauss-Seidel might need O(N²) iterations for an N × N grid, optimal SOR needs only O(N).

The critical challenge is choosing ω. The formula ω_opt requires knowing the spectral radius of the Gauss-Seidel iteration matrix, which is only analytically available for special matrix structures (those with a "Property A" and consistent ordering). For general matrices, ω must be estimated experimentally — by running a few iterations and observing the convergence rate — or by more sophisticated adaptive methods. Choosing ω poorly (say, ω > 2) causes divergence, since the SOR iteration is guaranteed to converge only for 0 < ω < 2. SOR laid the groundwork for understanding preconditioning and multigrid methods, which address the same slow-convergence problem through more powerful approaches.

Practice Questions 5 questions

Prerequisite Chain

Counting to 10Counting to 20Understanding ZeroThe Number ZeroCounting to FiveOne-to-One CorrespondenceCombining Small Groups Within 5Addition Within 10Addition Within 20Two-Digit Addition Without RegroupingTwo-Digit Addition with RegroupingAddition Within 100Repeated Addition as MultiplicationMultiplication Facts Within 100Division as Equal SharingDivision as Grouping (Measurement Division)Division: Grouping (Repeated Subtraction) ModelDivision: Fair Sharing ModelDivision as Equal SharingDivision as GroupingBasic Division FactsDivision Facts Within 100Two-Digit by One-Digit DivisionDivision with RemaindersRemainders and Quotients in DivisionDivision Word ProblemsIntroduction to Long DivisionFactors and MultiplesPrime and Composite NumbersEquivalent FractionsRelating Fractions and DecimalsDecimal Place ValueIntegers and the Number LineOpposites and Additive InversesAbsolute ValueAdding IntegersSubtracting IntegersMultiplying IntegersDividing IntegersUnit RatesProportionsPercent ConceptConverting Between Fractions, Decimals, and PercentsOperations with Rational NumbersTwo-Step EquationsSolving Multi-Step EquationsEquations with Variables on Both SidesLiteral EquationsSlope-Intercept FormPoint-Slope FormWriting Linear EquationsParallel and Perpendicular Line SlopesGraphing Linear EquationsSystems of Equations — Graphing MethodSystems of Equations — Elimination MethodSystems of Three VariablesMatrices IntroductionMatrix OperationsJacobi Iterative MethodGauss-Seidel MethodSuccessive Over-Relaxation (SOR)

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