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Animal Behavior: Proximate and Ultimate Causes

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behavior ethology fixed-action-pattern imprinting learning tinbergen

Core Idea

Ethology is the biological study of animal behavior. Any behavior can be explained at two levels: proximate causes (how the behavior works, through sensory signals, nerves, hormones and development) and ultimate causes (why it evolved, through its effect on survival and reproduction). Behaviors range from fixed action patterns, rigid sequences triggered by a simple sign stimulus, to forms of learning such as imprinting, habituation and associative learning. Karl von Frisch, Konrad Lorenz and Nikolaas Tinbergen shared the 1973 Nobel Prize in Physiology or Medicine for founding this field.

How It's Best Learned

Pick one behavior, such as a bird singing in spring, and ask four questions about it: what triggers it, how it develops in the individual, how it helps the bird reproduce, and how it evolved. Then sort a set of example explanations into proximate and ultimate. Short videos of stickleback attacks on models or goslings following a person make classic experiments memorable.

Common Misconceptions

Explainer

Why does a bird sing? A physiologist might answer that longer spring days raise its hormone levels, which act on brain areas that control song. An evolutionary biologist might answer that singing attracts mates and warns rivals away, so birds that sang left more offspring. Both answers are correct. The first is a proximate explanation, about how the behavior works. The second is an ultimate explanation, about why it evolved.

In 1963 Nikolaas Tinbergen proposed four questions for any behavior. Two are proximate: what mechanism causes it, and how does it develop during the animal's life? Two are ultimate: what is its function, or how does it help the animal survive and reproduce, and how did it evolve over the history of the species? Ethology uses all four.

Some behaviors are fixed action patterns. These are sequences that, once started, run to completion, and they are triggered by a sign stimulus. Tinbergen showed that male three-spined sticklebacks attack a crude model with a red belly but ignore a lifelike model without one. Red bellies mark rival males in the breeding season. Tinbergen and Konrad Lorenz also studied greylag geese, which roll an egg back to the nest with the bill. If the egg is removed partway through, the goose often finishes the rolling motion anyway.

Other behaviors depend on learning. Lorenz found that newly hatched goslings follow the first moving object they see, and that object can be Lorenz himself. This is imprinting. It occurs during a sensitive period shortly after hatching, so it blends inheritance and experience. Habituation is a drop in response to a harmless repeated stimulus. In associative learning an animal links one stimulus with another, as in classical conditioning, or links a behavior with its result, as in operant conditioning. Tinbergen showed spatial learning in digger wasps: he placed pinecones around a wasp's nest, then moved them while the wasp was away, and the returning wasp searched where the pinecones now were.

Animals also communicate. Karl von Frisch decoded the waggle dance of honeybees, in which a forager's dance tells nestmates the direction and distance of a food source.

Ultimate explanations rest on natural selection. Behaviors that look selfless, such as alarm calls that draw predators' attention, can spread if they help relatives who share the caller's genes. This idea, kin selection, connects behavior to the genetics of populations. In 1973 von Frisch, Lorenz and Tinbergen shared the Nobel Prize in Physiology or Medicine for their work.

Practice Questions 4 questions

Prerequisite Chain

Understanding Zero → The Number Zero → Counting to Five → Counting to 10 → Counting to 20 → Counting a Set of Objects Up to 20 → Cardinality: The Last Number Counted → Matching Numerals to Quantities → Subitizing Small Quantities → Combining Small Groups Within 5 → Number Bonds Within 5 → Number Bonds to 10 → Tens and Ones Place Value → Reading and Writing Three-Digit Numbers → Comparing Three-Digit Numbers → Comparing and Ordering Three-Digit Quantities → Comparing and Ordering Whole Numbers → Comparing Numbers 1 to 20 → Ordering Numbers to 20 → Number Line 0 to 20 → Addition Within 20 → Doubles and Near Doubles → Doubles Facts Within 10 → Near Doubles Facts Within 20 → Mental Math Strategies for Addition → Mental Math: Adding and Subtracting Tens → Addition Within 100 → Repeated Addition as Multiplication → Multiplication as Equal Groups → Multiplication: Arrays → Basic Multiplication Facts (0s, 1s, 2s, 5s, 10s) → Multiplication Facts Within 100 → Division as Equal Sharing → Division as Grouping (Measurement Division) → Division: Grouping (Repeated Subtraction) Model → Division: Fair Sharing Model → Division as Equal Sharing → Division as Grouping → Basic Division Facts → Division Facts Within 100 → Multiplication and Division Fact Families → Relationship Between Multiplication and Division → Division Facts as Inverse of Multiplication → Remainders and Quotients in Division → Division Word Problems → Multi-Step Word Problems → Solving Multi-Step Word Problems → Multiplication Word Problems → Division Word Problems → Introduction to Long Division → Factors and Multiples → Prime and Composite Numbers → Equivalent Fractions → Relating Fractions and Decimals → Decimal Place Value → Reading and Writing Decimals → Comparing and Ordering Decimals → Adding and Subtracting Decimals → Multiplying Decimals → Dividing Decimals → Dividing Fractions → Mixed Number Arithmetic → Order of Operations → Integer Order of Operations → Variable Expressions → Combining Like Terms → Variables and Expressions Review → Introduction to Polynomials → Adding and Subtracting Polynomials → Multiplying Polynomials → Multiplying Binomials (FOIL) → Factoring Trinomials → Factoring Completely → Introduction to Rational Expressions → Simplifying Radical Expressions → Segments and Distance → Triangle Inequality Theorem → Similar Triangles: AA Similarity → Similar Triangles: SSS and SAS Similarity → Proportions in Similar Triangles → Similar Right Triangles and the Geometric Mean → Right Triangle Trigonometry Introduction → Sine, Cosine, and Tangent Ratios → Special Right Triangles: 30-60-90 → Trigonometric Ratios Review → Radian Measure → Converting Between Degrees and Radians → The Unit Circle → Graphing Sine and Cosine → Graphing Tangent and Reciprocal Trigonometric Functions → Derivatives of Trigonometric Functions → Antiderivatives → Indefinite Integrals → Basic Integration Rules → Riemann Sums → Definite Integral Definition → Double Integrals: Definition and Setup → Iterated Integrals and Fubini's Theorem → Double Integrals over Rectangular Regions → Double Integrals over General Regions → Applications of Double Integrals: Area, Mass, and Moments → Triple Integrals in Cartesian Coordinates → Triple Integrals in Cylindrical and Spherical Coordinates → Change of Variables and the Jacobian Determinant → Applications of Triple Integrals: Volume and Mass → Vector Fields and Their Representations → Line Integrals of Vector Fields → Work and Circulation → Line Integrals of Scalar and Vector Functions → Fundamental Theorem for Line Integrals → Conservative Vector Fields → Conservative Vector Fields and Potential Functions → Green's Theorem and Its Applications → Divergence Theorem: Flux and Outflow → Divergence Theorem → Electric Flux and Divergence Theorem → Gauss's Law: Integral Form and Meaning → Solving Problems with Gauss's Law → Conductors in Electrostatic Equilibrium → Capacitance and Capacitors → Parallel Plate Capacitor Geometry and Field → Dielectric Constant and Relative Permittivity → Electric Field Inside Dielectric Materials → Dielectric Materials and Polarization → Dielectric Susceptibility and Permittivity → Energy Density in Electric Fields → Electric Current and Current Density → Electrical Resistance and Resistivity → Ohm's Law and Circuit Elements → Electromotive Force (EMF) and Batteries → Kirchhoff's Circuit Laws: Voltage and Current → DC Circuit Network Analysis Methods → Transient Response in RC Circuits → RC Circuits → LC and RLC Circuits → AC Circuits: Fundamentals → Impedance and Reactance → AC Power and Resonance → Electromagnetic Waves → Postulates of Special Relativity → Time Dilation → Length Contraction → Lorentz Transformation → Relativistic Velocity Addition → Relativistic Momentum and Energy → Mass-Energy Equivalence and E=mc² → Photons as Particles with Energy and Momentum → Planck-Einstein Relation: Energy and Frequency → Photoelectric Effect → The Photon: Light as Quanta → Compton Scattering → Wave-Particle Duality → de Broglie Wavelength → The Schrödinger Equation → State Vectors and Wavefunctions → Quantum Superposition → The Measurement Problem → Interpretations of Quantum Mechanics → Postulates of Quantum Mechanics → Observables and Quantum Operators → Commutators and Commutation Relations → Quantum Angular Momentum → Quantum Mechanical Treatment of Hydrogen → Solving the Schrödinger Equation for Hydrogen Atom → Quantum Numbers → Electron Configuration → Periodic Trends → Covalent Bonding → Electronegativity and Bond Polarity → Ionic Bonding → Lewis Structures → Resonance Structures and Delocalized Electrons → Resonance and Formal Charge → Molecular Polarity and Dipole Moments → Intermolecular Forces → States of Matter and Phase Changes: Melting, Boiling, and Sublimation → Gas Laws and the Ideal Gas Equation → Gas Stoichiometry and Volume-Volume Calculations → Thermochemistry and Enthalpy → Heat Capacity and Calorimetry → Entropy and Molecular Disorder → Spontaneity and ΔG → Entropy and Gibbs Free Energy → Chemical Equilibrium → Acid-Base Chemistry → Weak Acid Ionization → Weak Base Ionization → Acid and Base Strength: Ka, Kb, and Ionization → Leaving Groups and Nucleofugality → SN2 Substitution Reactions → SN1 Substitution Reactions → E1 Elimination Reactions → Alcohols and Ethers: Structure, Properties, and Nomenclature → Reactions of Alcohols → Aldehydes and Ketones: Structure and Reactivity → Oxidation Reactions in Organic Chemistry → Oxidation of Alcohols to Aldehydes and Ketones → Aldehyde and Ketone Structure and Nomenclature → Nucleophilic Addition to Aldehydes and Ketones → Carboxylic Acids and Their Derivatives → IUPAC Nomenclature of Carbonyls and Carboxylic Acids → IUPAC Nomenclature of Alkenes → Electrophilic Addition to Alkenes → Aromaticity and Benzene → Electrophilic Aromatic Substitution (EAS) → Nucleophilic Aromatic Substitution (SNAr) → Nucleophilic Acyl Substitution → Amines: Structure, Basicity, and Reactions → Amine Reactivity: Nucleophilicity and Basicity → Amino Acid Structure and Properties → Peptide Bonds and Polypeptide Formation → Protein Primary Structure → Protein Secondary Structure → Protein Tertiary Structure → Enzyme Structure and Function → Transcription: DNA to RNA → RNA Types and Structure → RNA Structure and Intramolecular Base Pairing → RNA Processing and Splicing → Translation: RNA to Protein → Ribosomes: Protein Synthesis Machines → Translation: Initiation and Elongation → Post-Translational Modifications → Proteasomal Degradation and Ubiquitin-Mediated Marking → Cell Cycle Regulation and Checkpoints → Mitosis → Cytokinesis → Meiosis → Chromosomal Theory of Inheritance → Mendelian Genetics → Dominance, Recessiveness, and Allelic Interactions → Sex-Linked Inheritance → Non-Mendelian Inheritance Patterns → Population Genetics and Hardy-Weinberg Equilibrium → Natural Selection → Selection Coefficient → Directional Selection → Directional and Stabilizing Selection → Sexual Selection → Animal Behavior: Proximate and Ultimate Causes

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